Department: Compliance Secretarial
Location: Bangalore
Employment Type: Full time
Experience: 3-10 Years
Qualification:Postgraduate in Finance and Risk Management,MBA,CA or CS with 8+ years of experience in Financial Services Compliance, particularly in MFI/NBFC sectors

 Job Description:

  • Manage end-to-end compliance for MFI/NBFC operations, ensuring regulatory adherence.
  • Provide expert guidance on RBI advisories, reporting, and monitoring.
  • Oversee regulatory developments to manage risks, including AML, CFT, KYC, and compliance risks.
  • Conduct risk assessments for products, ensuring alignment with RBI, SEBI, AMFI, IRDA, and other regulatory standards.
  • Collaborate with compliance, risk, legal, audit, and regulatory teams for comprehensive compliance management.
  • Conduct Pre-Production Audits and provide sign-offs on control testing reports.
  • Develop and maintain compliance tools, policies, and risk management documentation.
  • Experience with business requirement drafting and system implementation.

Preferred Skill

  • Certified compliance professional is a plus.
  • Strong understanding of legal and regulatory requirements in fintech, microfinance, and MFI/NBFC sectors.
  • Proven ability to handle audits and inspections successfully.

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